Job Title: Operations Associate Department: Investment Management

Reports to: Chief Investment Officer

Job Summary:

The CG Advisor Network Operation Team is looking to fill an open Advisor Operations Associate position. This position would be responsible for the implementation of client investment strategies, including all aspects of money movement including initial account onboarding, trading of securities, and processing distributions.

This position will be part of a team that supports and interacts with a growing network of Financial Advisors across the country.

Responsibilities:

Set-up of new client accounts, confirm all required documentation
Utilizing the appropriate investment management products
Provide steady service to existing client accounts
Stay current on market trends and conditions
Apply the appropriate investment management products to accounts
Trading securities in client accounts
Setting periodic investment and distribution instructions
Client billing
Distribution of fees received

Required Skills/Abilities:

Excellent interpersonal and customer service skills.
Excellent organizational skills and attention to detail.
Excellent time management skills with a proven ability to meet deadlines.
Strong analytical and problem-solving skills.
Ability to function well in a high-paced environment.
Proficient with common Microsoft Office Software.

Education and Experience:

Bachelor's degree in a related field (finance or accounting)
1-3 years experience
Series 65
Experience in trading securities
Experience in compliance

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